ASSEMBLY BIOSCIENCES INC

CUSIP: 045396108 Class: COMMON

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 67,700 Value ($000) $236 Avg Close — Range —
Q2 2021
Shares 90,000 Value ($000) $349 Avg Close — Range —
Q4 2020
Shares 8,000 Value ($000) $47 Avg Close — Range —
Q3 2020
Shares 14,000 Value ($000) $230 Avg Close — Range —
Q3 2019
Shares 125,000 Value ($000) $1,229 Avg Close — Range —
Q2 2019
Shares 153,500 Value ($000) $2,070 Avg Close — Range —