ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 147,400 Value ($000) $184 Avg Close — Range —
Q3 2019
Shares 319,000 Value ($000) $409 Avg Close — Range —
Q2 2019
Shares 139,669 Value ($000) $482 Avg Close — Range —
Q1 2019
Shares 49,700 Value ($000) $252 Avg Close — Range —
Q4 2018
Shares 26,500 Value ($000) $96 Avg Close — Range —
Q3 2018
Shares 78,100 Value ($000) $459 Avg Close — Range —