ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 224,094 Value ($000) $280 Avg Close — Range —
Q3 2019
Shares 543,882 Value ($000) $697 Avg Close — Range —
Q2 2019
Shares 749,772 Value ($000) $2,587 Avg Close — Range —
Q1 2019
Shares 1,128,902 Value ($000) $5,724 Avg Close — Range —
Q4 2018
Shares 1,123,002 Value ($000) $4,053 Avg Close — Range —
Q3 2018
Shares 857,642 Value ($000) $5,044 Avg Close — Range —