ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

GLOBEFLEX CAPITAL L P's Holding History (CIK: 0000921531)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 150,423 Value ($000) $98 Avg Close — Range —
Q4 2019
Shares 126,046 Value ($000) $158 Avg Close — Range —
Q3 2019
Shares 213,991 Value ($000) $274 Avg Close — Range —
Q2 2019
Shares 213,991 Value ($000) $738 Avg Close — Range —
Q1 2019
Shares 214,103 Value ($000) $1,086 Avg Close — Range —
Q4 2018
Shares 196,357 Value ($000) $709 Avg Close — Range —
Q3 2018
Shares 196,615 Value ($000) $1,156 Avg Close — Range —