ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 8,087 Value ($000) $10 Avg Close — Range —
Q3 2019
Shares 5,658 Value ($000) $7 Avg Close — Range —
Q2 2019
Shares 255,217 Value ($000) $881 Avg Close — Range —
Q1 2019
Shares 413,912 Value ($000) $2,099 Avg Close — Range —
Q4 2018
Shares 435,701 Value ($000) $1,573 Avg Close — Range —
Q3 2018
Shares 439,211 Value ($000) $2,583 Avg Close — Range —