ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 1,113,351 Value ($000) $1,392,000 Avg Close — Range —
Q3 2019
Shares 1,500,000 Value ($000) $1,920,000 Avg Close — Range —