ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 35,285 Value ($000) $45 Avg Close — Range —
Q4 2018
Shares 25,781 Value ($000) $93 Avg Close — Range —
Q3 2018
Shares 15,516 Value ($000) $92 Avg Close — Range —