ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 23,095 Value ($000) $15 Avg Close — Range —
Q4 2019
Shares 18,633 Value ($000) $23 Avg Close — Range —
Q3 2019
Shares 16,557 Value ($000) $21 Avg Close — Range —
Q1 2019
Shares 40,862 Value ($000) $207 Avg Close — Range —