ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 247,803 Value ($000) $161 Avg Close — Range —
Q4 2019
Shares 247,802 Value ($000) $310 Avg Close — Range —
Q3 2019
Shares 754,729 Value ($000) $966 Avg Close — Range —
Q2 2019
Shares 780,658 Value ($000) $2,693 Avg Close — Range —
Q1 2019
Shares 750,425 Value ($000) $3,804 Avg Close — Range —
Q4 2018
Shares 755,221 Value ($000) $2,726 Avg Close — Range —
Q3 2018
Shares 751,179 Value ($000) $4,416 Avg Close — Range —