ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 28,400 Value ($000) $18 Avg Close — Range —
Q4 2019
Shares 28,400 Value ($000) $36 Avg Close — Range —
Q3 2019
Shares 28,400 Value ($000) $36 Avg Close — Range —
Q2 2019
Shares 29,250 Value ($000) $101 Avg Close — Range —
Q1 2019
Shares 29,400 Value ($000) $149 Avg Close — Range —