ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 14,081 Value ($000) $9 Avg Close — Range —
Q4 2019
Shares 86,600 Value ($000) $108 Avg Close — Range —