ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 1,449 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 2,486 Value ($000) $3 Avg Close — Range —