ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 15,500 Value ($000) $53 Avg Close — Range —
Q1 2019
Shares 16,500 Value ($000) $84 Avg Close — Range —
Q4 2018
Shares 16,500 Value ($000) $60 Avg Close — Range —
Q3 2018
Shares 16,500 Value ($000) $97 Avg Close — Range —