ASSERTIO THERAPEUTICS INC

CUSIP: 04545L107 Class: COM

Assenagon Asset Management S.A.'s Holding History (CIK: 0001546007)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 323,539 Value ($000) $404 Avg Close — Range —
Q3 2019
Shares 1,192,864 Value ($000) $1,527 Avg Close — Range —
Q2 2019
Shares 77,466 Value ($000) $267 Avg Close — Range —
Q1 2019
Shares 629,629 Value ($000) $3,192 Avg Close — Range —
Q4 2018
Shares 97,240 Value ($000) $351 Avg Close — Range —
Q3 2018
Shares 101,773 Value ($000) $598 Avg Close — Range —