ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

US BANCORP \DE\'s Holding History (CIK: 0000036104)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 687 Value ($000) $0 Avg Close — Range —
Q3 2018
Shares 687 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 687 Value ($000) $1 Avg Close — Range —
Q1 2018
Shares 687 Value ($000) $1 Avg Close — Range —
Q4 2017
Shares 687 Value ($000) $2 Avg Close — Range —
Q3 2017
Shares 687 Value ($000) $2 Avg Close — Range —
Q2 2017
Shares 687 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 687 Value ($000) $2 Avg Close — Range —
Q4 2016
Shares 687 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 687 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 687 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 687 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 687 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 687 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 687 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 687 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 687 Value ($000) $2 Avg Close — Range —