ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

STATE STREET CORP's Holding History (CIK: 0000093751)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 361,954 Value ($000) $525 Avg Close — Range —
Q4 2017
Shares 339,000 Value ($000) $763 Avg Close — Range —
Q3 2017
Shares 329,217 Value ($000) $1,120 Avg Close — Range —
Q2 2017
Shares 328,717 Value ($000) $1,169 Avg Close — Range —
Q1 2017
Shares 264,944 Value ($000) $901 Avg Close — Range —
Q4 2016
Shares 226,944 Value ($000) $1,044 Avg Close — Range —
Q3 2016
Shares 154,821 Value ($000) $658 Avg Close — Range —
Q2 2016
Shares 94,976 Value ($000) $226 Avg Close — Range —
Q1 2016
Shares 96,218 Value ($000) $452 Avg Close — Range —
Q4 2015
Shares 91,218 Value ($000) $358 Avg Close — Range —
Q3 2015
Shares 25,418 Value ($000) $99 Avg Close — Range —