ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 262,358 Value ($000) $341 Avg Close — Range —
Q2 2018
Shares 262,358 Value ($000) $354 Avg Close — Range —
Q1 2018
Shares 262,358 Value ($000) $380 Avg Close — Range —
Q4 2017
Shares 298,303 Value ($000) $671 Avg Close — Range —
Q3 2017
Shares 298,248 Value ($000) $1,014 Avg Close — Range —
Q2 2017
Shares 298,248 Value ($000) $1,059 Avg Close — Range —
Q1 2017
Shares 413,278 Value ($000) $1,405 Avg Close — Range —
Q4 2016
Shares 413,278 Value ($000) $1,901 Avg Close — Range —
Q3 2016
Shares 413,278 Value ($000) $1,752 Avg Close — Range —
Q2 2016
Shares 413,278 Value ($000) $992 Avg Close — Range —
Q1 2016
Shares 413,278 Value ($000) $1,942 Avg Close — Range —
Q4 2015
Shares 265,348 Value ($000) $1,043 Avg Close — Range —