ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 45,825 Value ($000) $67 Avg Close — Range —
Q4 2017
Shares 45,825 Value ($000) $104 Avg Close — Range —
Q3 2017
Shares 45,825 Value ($000) $156 Avg Close — Range —
Q2 2017
Shares 45,825 Value ($000) $163 Avg Close — Range —
Q1 2017
Shares 45,825 Value ($000) $156 Avg Close — Range —
Q4 2016
Shares 45,825 Value ($000) $211 Avg Close — Range —
Q3 2016
Shares 15,125 Value ($000) $65 Avg Close — Range —
Q2 2016
Shares 15,125 Value ($000) $37 Avg Close — Range —
Q1 2016
Shares 15,125 Value ($000) $72 Avg Close — Range —
Q4 2015
Shares 15,125 Value ($000) $60 Avg Close — Range —
Q3 2015
Shares 15,125 Value ($000) $59 Avg Close — Range —
Q2 2015
Shares 15,125 Value ($000) $70 Avg Close — Range —