ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 35,555 Value ($000) $151 Avg Close — Range —
Q2 2015
Shares 17,105 Value ($000) $79 Avg Close — Range —