ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 3 Value ($000) $0 Avg Close — Range —
Q2 2018
Shares 19,157 Value ($000) $25 Avg Close — Range —
Q1 2018
Shares 39,900 Value ($000) $57 Avg Close — Range —
Q4 2017
Shares 66,180 Value ($000) $148 Avg Close — Range —
Q3 2017
Shares 31,441 Value ($000) $106 Avg Close — Range —
Q2 2017
Shares 35,414 Value ($000) $124 Avg Close — Range —
Q1 2017
Shares 7,677 Value ($000) $25 Avg Close — Range —
Q4 2016
Shares 18,357 Value ($000) $83 Avg Close — Range —
Q3 2016
Shares 13,335 Value ($000) $55 Avg Close — Range —
Q2 2016
Shares 13,070 Value ($000) $31 Avg Close — Range —
Q1 2016
Shares 11,133 Value ($000) $52 Avg Close — Range —
Q4 2015
Shares 12,177 Value ($000) $46 Avg Close — Range —
Q3 2015
Shares 12,475 Value ($000) $48 Avg Close — Range —
Q2 2015
Shares 2,511 Value ($000) $11 Avg Close — Range —