ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

CSS LLC/IL's Holding History (CIK: 0001103646)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 26,115 Value ($000) $89 Avg Close — Range —
Q2 2017
Shares 12,233 Value ($000) $43 Avg Close — Range —
Q1 2017
Shares 8,040 Value ($000) $27 Avg Close — Range —