ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

BRIDGEWAY CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001107261)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 186,254 Value ($000) $115 Avg Close — Range —
Q3 2018
Shares 186,254 Value ($000) $242 Avg Close — Range —
Q2 2018
Shares 186,254 Value ($000) $251 Avg Close — Range —
Q1 2018
Shares 151,854 Value ($000) $220 Avg Close — Range —
Q4 2017
Shares 148,054 Value ($000) $333 Avg Close — Range —
Q3 2017
Shares 148,054 Value ($000) $503 Avg Close — Range —
Q2 2017
Shares 148,054 Value ($000) $526 Avg Close — Range —
Q1 2017
Shares 148,054 Value ($000) $503 Avg Close — Range —
Q4 2016
Shares 148,054 Value ($000) $681 Avg Close — Range —
Q3 2016
Shares 148,054 Value ($000) $628 Avg Close — Range —
Q2 2016
Shares 148,054 Value ($000) $355 Avg Close — Range —
Q1 2016
Shares 148,054 Value ($000) $696 Avg Close — Range —
Q4 2015
Shares 148,054 Value ($000) $582 Avg Close — Range —
Q3 2015
Shares 74,304 Value ($000) $288 Avg Close — Range —
Q2 2015
Shares 13,362 Value ($000) $61 Avg Close — Range —
Q1 2015
Shares 13,362 Value ($000) $90 Avg Close — Range —
Q4 2014
Shares 13,362 Value ($000) $43 Avg Close — Range —