ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

WEDBUSH SECURITIES INC's Holding History (CIK: 0001142495)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 11,000 Value ($000) $25 Avg Close — Range —
Q1 2017
Shares 18,698 Value ($000) $64 Avg Close — Range —
Q3 2016
Shares 15,000 Value ($000) $64 Avg Close — Range —
Q2 2016
Shares 19,500 Value ($000) $47 Avg Close — Range —
Q1 2016
Shares 13,500 Value ($000) $63 Avg Close — Range —
Q4 2015
Shares 16,533 Value ($000) $65 Avg Close — Range —
Q3 2015
Shares 13,033 Value ($000) $50 Avg Close — Range —
Q2 2015
Shares 11,033 Value ($000) $51 Avg Close — Range —