ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

GEODE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001214717)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 126,959 Value ($000) $78 Avg Close — Range —
Q3 2018
Shares 126,959 Value ($000) $165 Avg Close — Range —
Q2 2018
Shares 127,543 Value ($000) $172 Avg Close — Range —
Q1 2018
Shares 194,375 Value ($000) $281 Avg Close — Range —
Q4 2017
Shares 193,875 Value ($000) $436 Avg Close — Range —
Q3 2017
Shares 181,682 Value ($000) $617 Avg Close — Range —
Q2 2017
Shares 173,404 Value ($000) $615 Avg Close — Range —
Q1 2017
Shares 166,210 Value ($000) $565 Avg Close — Range —
Q4 2016
Shares 161,526 Value ($000) $743 Avg Close — Range —
Q3 2016
Shares 147,387 Value ($000) $624 Avg Close — Range —
Q2 2016
Shares 89,034 Value ($000) $213 Avg Close — Range —
Q1 2016
Shares 75,575 Value ($000) $355 Avg Close — Range —
Q4 2015
Shares 75,575 Value ($000) $297 Avg Close — Range —
Q3 2015
Shares 74,435 Value ($000) $288 Avg Close — Range —