ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

BROADWOOD CAPITAL INC's Holding History (CIK: 0001278387)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 5,292,156 Value ($000) $3,281 Avg Close — Range —
Q3 2018
Shares 5,292,156 Value ($000) $6,880 Avg Close — Range —
Q2 2018
Shares 5,292,156 Value ($000) $7,144 Avg Close — Range —
Q1 2018
Shares 5,292,156 Value ($000) $7,674 Avg Close — Range —
Q4 2017
Shares 5,292,156 Value ($000) $11,907 Avg Close — Range —
Q3 2017
Shares 3,699,848 Value ($000) $12,579 Avg Close — Range —
Q2 2017
Shares 3,699,848 Value ($000) $13,134 Avg Close — Range —
Q1 2017
Shares 3,699,848 Value ($000) $12,579 Avg Close — Range —
Q4 2016
Shares 3,699,848 Value ($000) $17,019 Avg Close — Range —
Q3 2016
Shares 3,699,848 Value ($000) $15,687 Avg Close — Range —
Q2 2016
Shares 3,699,848 Value ($000) $8,880 Avg Close — Range —
Q1 2016
Shares 1,641,025 Value ($000) $7,713 Avg Close — Range —
Q4 2015
Shares 1,641,025 Value ($000) $6,449 Avg Close — Range —
Q3 2015
Shares 1,641,025 Value ($000) $6,351 Avg Close — Range —
Q2 2015
Shares 1,641,025 Value ($000) $7,549 Avg Close — Range —
Q1 2015
Shares 641,025 Value ($000) $4,321 Avg Close — Range —