ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 13,800 Value ($000) $31 Avg Close — Range —
Q2 2017
Shares 16,150 Value ($000) $57 Avg Close — Range —
Q1 2017
Shares 11,235 Value ($000) $38 Avg Close — Range —
Q2 2016
Shares 22,117 Value ($000) $53 Avg Close — Range —
Q3 2015
Shares 10,735 Value ($000) $42 Avg Close — Range —