ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

First Eagle Investment Management, LLC's Holding History (CIK: 0001325447)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 63,038 Value ($000) $425 Avg Close — Range —
Q4 2014
Shares 147,838 Value ($000) $478 Avg Close — Range —