ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Allen Investment Management LLC's Holding History (CIK: 0001326234)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 15,524 Value ($000) $71 Avg Close — Range —
Q1 2015
Shares 15,524 Value ($000) $105 Avg Close — Range —
Q4 2014
Shares 15,524 Value ($000) $50 Avg Close — Range —