ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 11,973 Value ($000) $7 Avg Close — Range —
Q3 2018
Shares 11,922 Value ($000) $15 Avg Close — Range —
Q2 2018
Shares 11,923 Value ($000) $16 Avg Close — Range —
Q1 2018
Shares 67,890 Value ($000) $98 Avg Close — Range —
Q4 2017
Shares 68,918 Value ($000) $155 Avg Close — Range —
Q3 2017
Shares 69,525 Value ($000) $237 Avg Close — Range —
Q2 2017
Shares 71,745 Value ($000) $255 Avg Close — Range —
Q1 2017
Shares 78,614 Value ($000) $267 Avg Close — Range —
Q4 2016
Shares 63,320 Value ($000) $291 Avg Close — Range —
Q3 2016
Shares 61,593 Value ($000) $261 Avg Close — Range —
Q2 2016
Shares 54,406 Value ($000) $131 Avg Close — Range —
Q1 2016
Shares 34,937 Value ($000) $164 Avg Close — Range —
Q4 2015
Shares 33,207 Value ($000) $130 Avg Close — Range —
Q3 2015
Shares 33,230 Value ($000) $129 Avg Close — Range —
Q2 2015
Shares 17,073 Value ($000) $78 Avg Close — Range —