ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 1,842 Value ($000) $1 Avg Close — Range —
Q1 2018
Shares 25,038 Value ($000) $36 Avg Close — Range —
Q4 2017
Shares 21,896 Value ($000) $49 Avg Close — Range —
Q3 2017
Shares 7,505 Value ($000) $25 Avg Close — Range —
Q2 2017
Shares 6,315 Value ($000) $22 Avg Close — Range —
Q1 2017
Shares 17,271 Value ($000) $58 Avg Close — Range —