ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

WealthPLAN Partners, LLC's Holding History (CIK: 0001639943)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 70 Value ($000) $289 Avg Close — Range —
Q2 2016
Shares 140 Value ($000) $168 Avg Close — Range —
Q4 2015
Shares 87 Value ($000) $114 Avg Close — Range —
Q2 2015
Shares 29 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 29 Value ($000) $0 Avg Close — Range —