ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Parallel Advisors, LLC's Holding History (CIK: 0001690010)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 200 Value ($000) $0 Avg Close — Range —
Q3 2018
Shares 3,738 Value ($000) $5 Avg Close — Range —
Q2 2018
Shares 3,738 Value ($000) $5 Avg Close — Range —
Q1 2018
Shares 3,738 Value ($000) $5 Avg Close — Range —
Q4 2017
Shares 3,538 Value ($000) $8 Avg Close — Range —
Q3 2017
Shares 3,538 Value ($000) $8 Avg Close — Range —
Q2 2017
Shares 3,538 Value ($000) $13 Avg Close — Range —
Q1 2017
Shares 3,538 Value ($000) $11 Avg Close — Range —
Q4 2016
Shares 3,538 Value ($000) $16 Avg Close — Range —