ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Russell Investments Group, Ltd.'s Holding History (CIK: 0001692234)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 22,144 Value ($000) $75 Avg Close — Range —
Q4 2016
Shares 22,144 Value ($000) $102 Avg Close — Range —