ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Founders Capital Management's Holding History (CIK: 0001704300)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 7,000 Value ($000) $4 Avg Close — Range —
Q3 2018
Shares 3,000 Value ($000) $4 Avg Close — Range —
Q2 2018
Shares 3,000 Value ($000) $4 Avg Close — Range —
Q1 2018
Shares 3,000 Value ($000) $4 Avg Close — Range —
Q4 2017
Shares 2,000 Value ($000) $5 Avg Close — Range —