ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N107 Class: COM

Providence Capital Advisors, LLC's Holding History (CIK: 0001730814)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 12 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 12 Value ($000) $0 Avg Close — Range —