ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

GOLDMAN SACHS GROUP INC's Holding History (CIK: 0000886982)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 20,530 Value ($000) $10 Avg Close — Range —
Q1 2017
Shares 20,530 Value ($000) $9 Avg Close — Range —
Q4 2016
Shares 20,530 Value ($000) $11 Avg Close — Range —
Q3 2016
Shares 20,530 Value ($000) $11 Avg Close — Range —
Q2 2016
Shares 18,533 Value ($000) $4 Avg Close — Range —