ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 1,008 Value ($000) $1 Avg Close — Range —
Q1 2017
Shares 1,008 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 1,008 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 1,587 Value ($000) $1 Avg Close — Range —
Q2 2016
Shares 1,594 Value ($000) $0 Avg Close — Range —