ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

CSS LLC/IL's Holding History (CIK: 0001103646)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 129,837 Value ($000) $65 Avg Close — Range —
Q1 2017
Shares 108,542 Value ($000) $46 Avg Close — Range —