ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

BRIDGEWAY CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001107261)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 29,609 Value ($000) $15 Avg Close — Range —
Q1 2017
Shares 29,609 Value ($000) $13 Avg Close — Range —
Q4 2016
Shares 29,609 Value ($000) $16 Avg Close — Range —
Q3 2016
Shares 29,609 Value ($000) $15 Avg Close — Range —
Q2 2016
Shares 29,610 Value ($000) $6 Avg Close — Range —