ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

BROADWOOD CAPITAL INC's Holding History (CIK: 0001278387)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 328,205 Value ($000) $164 Avg Close — Range —
Q1 2017
Shares 328,205 Value ($000) $140 Avg Close — Range —
Q4 2016
Shares 328,205 Value ($000) $179 Avg Close — Range —
Q3 2016
Shares 328,205 Value ($000) $171 Avg Close — Range —
Q2 2016
Shares 328,205 Value ($000) $70 Avg Close — Range —