ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

Manatuck Hill Partners, LLC's Holding History (CIK: 0001467902)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 75,000 Value ($000) $38 Avg Close — Range —
Q1 2017
Shares 75,000 Value ($000) $32 Avg Close — Range —
Q4 2016
Shares 75,000 Value ($000) $41 Avg Close — Range —
Q3 2016
Shares 75,000 Value ($000) $39 Avg Close — Range —