ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 126 Value ($000) $0 Avg Close — Range —
Q1 2017
Shares 131 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 128 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 108 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 112 Value ($000) $0 Avg Close — Range —