ASTERIAS BIOTHERAPEUTICS INC

CUSIP: 04624N115 Class: *W EXP 09/30/201

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 3,870 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 1,255 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 813 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 123 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 1,184 Value ($000) $0 Avg Close — Range —