ASTORIA FINL CORP

CUSIP: 046265104 Class: COMMON STOCK

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 39,284 Value ($000) $845 Avg Close — Range —
Q2 2017
Shares 39,454 Value ($000) $796 Avg Close — Range —
Q1 2017
Shares 51,552 Value ($000) $1,059 Avg Close — Range —
Q4 2016
Shares 61,701 Value ($000) $1,151 Avg Close — Range —
Q3 2015
Shares 81,619 Value ($000) $1,314 Avg Close — Range —
Q2 2015
Shares 87,954 Value ($000) $1,213 Avg Close — Range —
Q1 2015
Shares 85,401 Value ($000) $1,106 Avg Close — Range —
Q4 2014
Shares 103,247 Value ($000) $1,379 Avg Close — Range —
Q3 2014
Shares 74,741 Value ($000) $926 Avg Close — Range —
Q2 2014
Shares 81,362 Value ($000) $1,094 Avg Close — Range —
Q1 2014
Shares 66,597 Value ($000) $920 Avg Close — Range —
Q4 2013
Shares 69,839 Value ($000) $966 Avg Close — Range —
Q3 2013
Shares 95,883 Value ($000) $1,193 Avg Close — Range —
Q2 2013
Shares 101,292 Value ($000) $1,092 Avg Close — Range —