ASTORIA FINL CORP

CUSIP: 046265104 Class: COMMON STOCK

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 24,222 Value ($000) $521 Avg Close — Range —
Q2 2017
Shares 170,797 Value ($000) $3,442 Avg Close — Range —