ASTRAZENECA PLC

Ticker: AZN CUSIP: 046353108 Class: SPONSORED ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 1,948 Value ($000) $97 Avg Close — Range —
Q2 2019
Shares 17,685 Value ($000) $730 Avg Close — Range —
Q4 2018
Shares 262 Value ($000) $10 Avg Close — Range —
Q3 2017
Shares 19,820 Value ($000) $672 Avg Close — Range —
Q2 2017
Shares 19,820 Value ($000) $676 Avg Close — Range —
Q1 2017
Shares 51,100 Value ($000) $1,592 Avg Close — Range —
Q4 2014
Shares 16,200 Value ($000) $1,140 Avg Close — Range —
Q4 2013
Shares 102,700 Value ($000) $6,097 Avg Close — Range —
Q3 2013
Shares 152,450 Value ($000) $7,917 Avg Close — Range —
Q2 2013
Shares 221,050 Value ($000) $10,456 Avg Close — Range —
Q1 2013
Shares 221,850 Value ($000) $11,088 Avg Close — Range —
Q4 2012
Shares 174,600 Value ($000) $8,253 Avg Close — Range —
Q3 2012
Shares 140,150 Value ($000) $6,708 Avg Close — Range —
Q2 2012
Shares 84,350 Value ($000) $3,775 Avg Close — Range —
Q1 2012
Shares 80,350 Value ($000) $3,575 Avg Close — Range —
Q4 2011
Shares 78,150 Value ($000) $3,618 Avg Close — Range —
Q3 2011
Shares 84,450 Value ($000) $3,746 Avg Close — Range —
Q2 2011
Shares 106,500 Value ($000) $5,332 Avg Close — Range —
Q1 2011
Shares 111,000 Value ($000) $5,119 Avg Close — Range —
Q4 2010
Shares 105,500 Value ($000) $4,873 Avg Close — Range —
Q1 2010
Shares 110,500 Value ($000) $4,942 Avg Close — Range —
Q4 2009
Shares 109,500 Value ($000) $5,140 Avg Close — Range —
Q3 2009
Shares 109,300 Value ($000) $4,913 Avg Close — Range —
Q2 2009
Shares 109,300 Value ($000) $4,825 Avg Close — Range —
Q1 2009
Shares 118,500 Value ($000) $4,201 Avg Close — Range —