ASTEX PHARMACEUTICALS INC

CUSIP: 04635B103 Class: COM

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 11,500 Value ($000) $98 Avg Close — Range —
Q2 2013
Shares 10,000 Value ($000) $41 Avg Close — Range —