ATHENEX INC

CUSIP: 04685N103 Class: COM

KINGDON CAPITAL MANAGEMENT, L.L.C.'s Holding History (CIK: 0001000097)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 1,547,879 Value ($000) $6,656 Avg Close — Range —
Q4 2020
Shares 3,960,960 Value ($000) $43,808 Avg Close — Range —
Q3 2020
Shares 3,860,960 Value ($000) $46,718 Avg Close — Range —
Q2 2020
Shares 3,715,960 Value ($000) $51,132 Avg Close — Range —
Q1 2020
Shares 3,715,960 Value ($000) $28,762 Avg Close — Range —
Q4 2019
Shares 1,150,000 Value ($000) $17,561 Avg Close — Range —
Q3 2019
Shares 536,373 Value ($000) $6,525 Avg Close — Range —
Q2 2019
Shares 567,935 Value ($000) $11,245 Avg Close — Range —
Q1 2019
Shares 538,291 Value ($000) $6,594 Avg Close — Range —
Q4 2018
Shares 400,923 Value ($000) $5,088 Avg Close — Range —