ATHENEX INC

CUSIP: 04685N103 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 8,229 Value ($000) $113 Avg Close — Range —
Q1 2020
Shares 7,297 Value ($000) $56 Avg Close — Range —
Q4 2019
Shares 34,541 Value ($000) $527 Avg Close — Range —
Q4 2018
Shares 777 Value ($000) $10 Avg Close — Range —
Q3 2018
Shares 36,345 Value ($000) $565 Avg Close — Range —
Q2 2018
Shares 17,317 Value ($000) $323 Avg Close — Range —