ATHENEX INC

CUSIP: 04685N103 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 24,093 Value ($000) $73 Avg Close — Range —
Q2 2021
Shares 24,093 Value ($000) $111 Avg Close — Range —
Q1 2021
Shares 23,593 Value ($000) $101 Avg Close — Range —
Q4 2020
Shares 19,646 Value ($000) $217 Avg Close — Range —
Q3 2020
Shares 19,646 Value ($000) $238 Avg Close — Range —
Q2 2020
Shares 14,646 Value ($000) $202 Avg Close — Range —
Q2 2018
Shares 15,536 Value ($000) $290 Avg Close — Range —
Q1 2018
Shares 18,536 Value ($000) $315 Avg Close — Range —